Summer 2025 Intern, Compliance

About the Role

DriveWealth is seeking a Summer Intern to join our compliance team. In this role, you will help the compliance team deliver new capabilities and controls. This will be a hands-on role responsible for projects with clear objectives and outcomes achievable within the ~10-week program. The individual will actively work alongside other members of the Compliance team, engage cross-functional partners, conduct regular reviews of their work, and participate in real business decisions.

What You’ll Do

• We have identified a handful of potential assignments to best match the candidate with work that aligns with their experience, study area, and professional aspirations.
• Potential assignments could include:
  • Owning a project on improving a compliance and AML (anti-money laundering) process
  • Developing internal documentation on how to accomplish critical compliance tasks and reviews best
  • Research new SEC or FINRA rule proposals for impact on our business and compliance requirements
  • Engage with the regulatory technology team, utilizing their technical skills to support trade data analysis and surveillance development

What You’ll Need

• Strong writing and analytical experience
• Baseline understanding of the brokerage industry, trading platforms and SaaS for B2B
• Drive to learn, dig deep, and resourcefulness
• Undeterred by obstacles with the ability to problem solve, pivot, and refocus
• Effective communicator who takes the initiative to engage and collaborate with others

Qualifications

• Currently pursuing a Bachelors, Masters, or MBA degree with a graduation date between December 2025 and June 2027
• Be available full-time and in-person for 40 hours per week
• Must reside in NY metro area; relocation support will not be provided
• Must be available from Monday, June 2, 2025 to Friday, August 15, 2025

The deadline to apply is Friday, December 6, 2024.

Applicants must be authorized to work for any employer in the U.S. DriveWealth is unable to sponsor or take over sponsorship of an employment Visa at this time.