Glass Compliance careers

Financial advisors and asset managers (i.e. anybody managing anybody else's money) are subject to SEC and FINRA code of ethics rules. These rules currently apply to folks managing traditional assets, but crypto regulation/rules are being formulated right now.

Glass currently consists of three core modules: (1) personal trade supervision (i.e. preventing front-running and insider trading), (2) recurring disclosures of relevant activities (e.g., outside business activities, gifts & entertainment, political contribution), (3) attestations -- acknowledging and signing company policies, contract, and other affirmations.